Thanks to conservative political and intellectual success,
originalism as a guiding judicial philosophy is here to stay.
Thanks to two developments—the nomination of
Sonia Sotomayor and the decision of the Supreme Court to hear the
gun-rights case McDonald v.
Chicago—the question of judicial philosophy has
recently, once again, been in the news. The first of these
developments united conservatives, whereas the second divided
them.
Sotomayor, conservatives agreed, was a progressive jurist—a
judge who shows insufficient deference to the text and meaning of
the Constitution, preferring to interpret laws according to her own
values. Case closed. The only remaining question is how much damage
she and future Obama appointees can do.
McDonald, meanwhile, isn’t at all
cut-and-dried for the right. The case builds on last year’sD.C. v. Heller, in which the Court
struck down a gun ban in the nation’s capital, saying that the
Second Amendment protects an individual right to keep and bear
arms. This was itself controversial in conservative circles; some
said the Supreme Court had overstepped its bounds, and should have
left the issue to the elected branches of government.McDonaldasks the question of whether
the Second Amendment—which initially applied only to the federal
government, including the government of Washington, D.C.—should
also apply to state and local governments.
Both of these developments raise issues that go to the heart of
the judiciary’s future. Yes, for right- wingers, Sotomayor is
a setback, but she comes in the midst of a very significant
resurgence of conservative jurisprudence—a resurgence that came
about through both politics (Republicans appointed six of the
Court’s nine current justices) and academic research. In some ways,
particularly intellectually, the conservative approach to the law
is stronger than ever.
McDonald, meanwhile, exposes
fractures not only within conservatism, but within liberalism as
well. Factions on both sides of the aisle disagree not only
onwhetherbut also onhowthe Court should apply the Second
Amendment to the states.
II.
FIRST, A WORD ON TERMINOLOGY.A
“conservative” judge is not one who always votes to uphold
conservative laws and to strike down liberal ones. Rather, when
observers call a judge “conservative,” they typically mean that he
is to some degree anoriginalist. That is, he believes that
laws have reasonably definite meanings, set by the words within
them, and that these meanings do not change over time. Originalists
do not believe that the Constitution is “living,” and most
originalists agree that judges should avoid looking beyond the text
of enacted laws, except to learn the context and meaning of the
laws themselves.
Originalism has come a long way in a very short time.
During a speech at anAmerican
Spectatordinner in late 2008, Justice Samuel
Alito noted that there has been an explosion of judges’ citing
dictionary definitions from the eras when laws passed. This
reflects a desire to understand what laws meant when the people,
through their representatives, consented to them. Alito also noted
that inHeller, both the
majority opinion and the main dissent used originalist arguments.
That is, the justices disagreed only on what the words of the
Second Amendment meant to the generation of Americans that enacted
it, and used a good deal of historical evidence in making their
points.
To understand originalism’s rise, it helps to understand
originalism’s history. In the 18th century and most of the 19th,
originalism was the only game in town. The Supreme Court almost
never struck down the actions of the other branches of government.
When the justices made decisions, the reasoning was typically
grounded in the text of the Constitution, sometimes with extra
evidence of the Founders’ intentions from contemporary documents
like the Federalist Papers.
In the decades leading up to the New Deal, the Court
increasingly struck down federal and state laws. Often its
reasoning involved the dubious doctrine of “economic due
process”—the idea that the Fourteenth Amendment’s guarantee of “due
process” guaranteed a right to freedom of contract, even though no
such right is stated explicitly. In Lochner v. New
York(1905), the most widely cited of these
cases, the Court struck down a state law limiting the number of
hours bakery employees could work.
These decisions sometimes impeded President Franklin Delano
Roosevelt’s ambitions. But by this time academia had revolted
against decisions like Lochner, and the
Court slowly caved (thanks in no small part to FDR’s appointment of
eight justices). On questions of economic policy, it let states
regulate as they pleased. In other areas, the Court expanded its
role in overseeing legislatures. It used the “due process”
clause—ironically, in much the same way
Lochnerhad—to “incorporate” the Bill
of Rights to prevent the states, not just the federal government,
from passing laws that curtail constitutional rights. This process
had begun with 1925’sGitlow v.
NewYork, which
incorporated freedom of speech, but picked up steam in the 1940s.
For example, 1947’s Everson v. Board of
Educationprevented state-run schools from
establishing religion.
In addition to incorporating enumerated rights, justices
protected, usually on due-process grounds, a slew of rights that
weren’t even mentioned in the Constitution. Starting in the 1960s,
the Court found rights for birth control and abortion, and for
criminals to be “Mirandized” before answering questions. The Court
never became so bold as to admit it was making things up. Every
decision was presented as flowing naturally from some part of the
Constitution, or at least from the Constitution’s principles. But
it’s undeniable that the document’s original meaning became less
and less of a concern.
The most notorious example, of course, was 1973’s
Roe v. Wade. The basic reasoning was
that a state could not ban abortion without running afoul of “due
process”—even if the state legislators went through the proper (or
“due”) lawmaking process. Such a law violated the “fundamental”
“right to privacy,” and thus its passage failed to provide
“substantive” due process. Decisions leading up toRoe(in particularGriswold v. Connecticut, the
birth-control decision) had recognized the privacy right, which
supposedly had “roots” in the First Amendment; could be found in
the Fourth, Fifth, and Ninth Amendments; lurked in the “penumbras”
of the entire Bill of Rights; and even emanated from the “concept
of liberty” underpinning part of the Fourteenth
Amendment.
III.
IT WAS AGAINST THIS TIDE that originalism swam. The
academy produced some critics of judicial activism, and even some
mild successes, almost as soon as the most controversial decisions
started materializing. As Judge Douglas H. Ginsburg once pointed
out at an American Enterprise Institute lecture, in 1966
then-professor Robert Bork offered an originalist analysis of the
antitrust Sherman Act—the law’s drafters, Bork said, intended the
law to protect consumers, not to further various social aims the
way judges had interpreted it. The Supreme Court agreed. Professor
Raoul Berger, a liberal, releasedGovernment by
Judiciaryin 1977, arguing that the Constitution
requires judges to stick to the Framers’ original intentions, and
that the Warren Court’s Fourteenth Amendment jurisprudence had
strayed from those intentions.
Privileges and immunities clause has no meaning, and cannot be
interpreted in this way. It is a dead clause, that cannot be
revived. See Bork's Tempting of America for a discussion.
Alan Brooks| 2.28.10 @ 1:31AM
it all hinges on compliance. Laws are nothing without relatively
uncorrupted law enforcement-- state monopoly on violence doesn't
work otherwise. Even libertopian airheads know that.
MBD| 2.26.10 @ 12:36PM
During the Warren Court era, the opinions of the liberal majority
as well as the more conservative dissents were often laced with
citations to the 'original' understanding of various
Constitutional provisions. They did not coin the term
'originalism' at the time and the useage of the cited authority
was, as the old cliche goes, often used much in the manner that a
drunk uses a lamppost - more for support than illumination. It
was not uncommon to see citations to the Congressional journal
(particularly in respect to debates on the meaning and scope on
the various Amendments - especially the Fourteenth which was the
source for much in the way of expanded legal doctrines at that
time in the criminal law and civil rights areas) and the early
Constitutional debates, including, of course -but not limited to
- the Federalist Papers. You will find that each new pathway in
Constitutional interpretation in those years - and even in
earlier Courts, but to a lesser degree - was cut with the aid of
appeals to what were argued to be the intent of the
drafters.
Original intent fell out of favor with the left when it found
that its opponents were getting the better of the argument and
was demonstrating the fallacies in its slipshod use of 'original
intent' material.
It is interesting to note that there appears to be a revival of
the notion that the Supreme Court does not - or, at least should
not - have the power to overrule the actions of co-equal branches
of the government. In the 60's the lone voice espousing this view
was the late Willmoore Kendall, who argued that the notion first
truly appeared in the Dred Scot decision ( Marbury v. Madison, he
noted, involved only the judiciary's refusal to exercise the
jurisdiction given it by Congress which - in the Marshall Court's
view - exceeded the Constitution. It was thus simply that
branch's self-limiting refusal to exercise the authority given
it). While there may be much to be said in favor of Kendall's
view in the abstract, it is - to use another cliche popular with
the robed branch - probably too late in the day to change.
The writer says that adherents to “Old Originalism,” focused on
original intent. He claims that the "obvious" counterargument is
that it's not possible to read the minds of the Framers, and that
they sometimes disagreed with each other.
In fact, originalists such as Berger followed the Framers' view,
that interpretation is governed by the ratifiers of the
Constitution -- i.e., how the people understood it in their
ratifying conventions.
James Madison said, “I entirely concur in the propriety of
resorting to the sense in which the Constitution was accepted and
ratified by the nation. In that sense alone it is the legitimate
Constitution. And if that be not the guide in expounding it,
there can be no security for a consistent and stable, more than
for a faithful exercise of its powers.” http://www.constitution.org/jm/18240625_lee.txt
Then, if meaning cannot be determined, we would go to the
Congress who approved the document, then lastly to the original
drafters of the document.
IOW it was a three-tiered process of interpretation.
obadiah| 2.26.10 @ 1:10PM
puffery. ignores problems with "originalism" such as the
constitutional catastrophe of the civil war and radical changes
embodied in Amendments XIII, XIV and XV. ignores important areas
of law, like intellectual property law and criminal law, where
originalism has nothing to say. some cases call for an
investigation into the history of the law, even stretching back
to the origins of the law. But the origins do not possess some
molding power that projects forever into the future.
Sam| 2.26.10 @ 2:57PM
I want an update on the McDonald case. Have oral arguments been
heard?
j.glynn| 2.27.10 @ 9:57AM
If Obama appoints two more Justices to the Supreme Court you can
kiss originalism goodbye and say hello to the living, breathing
constitution. It will take generations to return to what
constitutional interpretation should be, if at all!
Yosemeti Sam| 2.27.10 @ 10:45AM
" ...This reasoning, at least regarding the
incorporation of enumerated rights, is far from
implausible, and even some on the right share it.
Justice Clarence Thomas implied such a view in
a 1999 dissent, writing that “the demise of the
Privileges or Immunities Clause has contributed
in no small part to the current disarray of our
14th Amendment jurisprudence” and that he’d be
willing to reconsider the clause’s meaning...."
Hmmmm. Constitutional dams dynamited - anyone?
Translation for us street people - the proverbial
camel's liberal judicial sacramental semantic nose
given consideration to not furtively but openly
pushing further and further into the tent of the
Originalists' common sense constructed Constitution; then when
erotic penumbras were not the 'basest' of considerations.
Yet erotic penumbras are now to be entertained
because of a hedonistic value-driven society?
Mike| 2.26.10 @ 8:29AM
Privileges and immunities clause has no meaning, and cannot be interpreted in this way. It is a dead clause, that cannot be revived. See Bork's Tempting of America for a discussion.
Alan Brooks| 2.28.10 @ 1:31AM
it all hinges on compliance. Laws are nothing without relatively uncorrupted law enforcement-- state monopoly on violence doesn't work otherwise. Even libertopian airheads know that.
MBD| 2.26.10 @ 12:36PM
During the Warren Court era, the opinions of the liberal majority as well as the more conservative dissents were often laced with citations to the 'original' understanding of various Constitutional provisions. They did not coin the term 'originalism' at the time and the useage of the cited authority was, as the old cliche goes, often used much in the manner that a drunk uses a lamppost - more for support than illumination. It was not uncommon to see citations to the Congressional journal (particularly in respect to debates on the meaning and scope on the various Amendments - especially the Fourteenth which was the source for much in the way of expanded legal doctrines at that time in the criminal law and civil rights areas) and the early Constitutional debates, including, of course -but not limited to - the Federalist Papers. You will find that each new pathway in Constitutional interpretation in those years - and even in earlier Courts, but to a lesser degree - was cut with the aid of appeals to what were argued to be the intent of the drafters.
Original intent fell out of favor with the left when it found that its opponents were getting the better of the argument and was demonstrating the fallacies in its slipshod use of 'original intent' material.
It is interesting to note that there appears to be a revival of the notion that the Supreme Court does not - or, at least should not - have the power to overrule the actions of co-equal branches of the government. In the 60's the lone voice espousing this view was the late Willmoore Kendall, who argued that the notion first truly appeared in the Dred Scot decision ( Marbury v. Madison, he noted, involved only the judiciary's refusal to exercise the jurisdiction given it by Congress which - in the Marshall Court's view - exceeded the Constitution. It was thus simply that branch's self-limiting refusal to exercise the authority given it). While there may be much to be said in favor of Kendall's view in the abstract, it is - to use another cliche popular with the robed branch - probably too late in the day to change.
Vern Crisler| 2.26.10 @ 1:04PM
The writer says that adherents to “Old Originalism,” focused on original intent. He claims that the "obvious" counterargument is that it's not possible to read the minds of the Framers, and that they sometimes disagreed with each other.
In fact, originalists such as Berger followed the Framers' view, that interpretation is governed by the ratifiers of the Constitution -- i.e., how the people understood it in their ratifying conventions.
James Madison said, “I entirely concur in the propriety of resorting to the sense in which the Constitution was accepted and ratified by the nation. In that sense alone it is the legitimate Constitution. And if that be not the guide in expounding it, there can be no security for a consistent and stable, more than for a faithful exercise of its powers.”
http://www.constitution.org/jm/18240625_lee.txt
Then, if meaning cannot be determined, we would go to the Congress who approved the document, then lastly to the original drafters of the document.
IOW it was a three-tiered process of interpretation.
obadiah| 2.26.10 @ 1:10PM
puffery. ignores problems with "originalism" such as the constitutional catastrophe of the civil war and radical changes embodied in Amendments XIII, XIV and XV. ignores important areas of law, like intellectual property law and criminal law, where originalism has nothing to say. some cases call for an investigation into the history of the law, even stretching back to the origins of the law. But the origins do not possess some molding power that projects forever into the future.
Sam| 2.26.10 @ 2:57PM
I want an update on the McDonald case. Have oral arguments been heard?
j.glynn| 2.27.10 @ 9:57AM
If Obama appoints two more Justices to the Supreme Court you can kiss originalism goodbye and say hello to the living, breathing constitution. It will take generations to return to what constitutional interpretation should be, if at all!
Yosemeti Sam| 2.27.10 @ 10:45AM
" ...This reasoning, at least regarding the
incorporation of enumerated rights, is far from
implausible, and even some on the right share it.
Justice Clarence Thomas implied such a view in
a 1999 dissent, writing that “the demise of the
Privileges or Immunities Clause has contributed
in no small part to the current disarray of our
14th Amendment jurisprudence” and that he’d be
willing to reconsider the clause’s meaning...."
Hmmmm. Constitutional dams dynamited - anyone?
Translation for us street people - the proverbial
camel's liberal judicial sacramental semantic nose
given consideration to not furtively but openly
pushing further and further into the tent of the
Originalists' common sense constructed Constitution; then when erotic penumbras were not the 'basest' of considerations.
Yet erotic penumbras are now to be entertained
because of a hedonistic value-driven society?
Coke - anyone?