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Let’s Get Original

Thanks to conservative political and intellectual success, originalism as a guiding judicial philosophy is here to stay.

Thanks to two developmentsthe nomination of Sonia Sotomayor and the decision of the Supreme Court to hear the gun-rights case McDonald v. Chicago—the question of judicial philosophy has recently, once again, been in the news. The first of these developments united conservatives, whereas the second divided them.

Sotomayor, conservatives agreed, was a progressive jurist—a judge who shows insufficient deference to the text and meaning of the Constitution, preferring to interpret laws according to her own values. Case closed. The only remaining question is how much damage she and future Obama appointees can do.

McDonald, meanwhile, isn’t at all cut-and-dried for the right. The case builds on last year’s D.C. v. Heller, in which the Court struck down a gun ban in the nation’s capital, saying that the Second Amendment protects an individual right to keep and bear arms. This was itself controversial in conservative circles; some said the Supreme Court had overstepped its bounds, and should have left the issue to the elected branches of government. McDonald asks the question of whether the Second Amendment—which initially applied only to the federal government, including the government of Washington, D.C.—should also apply to state and local governments.

Both of these developments raise issues that go to the heart of the judiciary’s future. Yes, for right- wingers, Sotomayor is a setback, but she comes in the midst of a very significant resurgence of conservative jurisprudence—a resurgence that came about through both politics (Republicans appointed six of the Court’s nine current justices) and academic research. In some ways, particularly intellectually, the conservative approach to the law is stronger than ever.

McDonald, meanwhile, exposes fractures not only within conservatism, but within liberalism as well. Factions on both sides of the aisle disagree not only on whether but also on how the Court should apply the Second Amendment to the states.

II.

FIRST, A WORD ON TERMINOLOGY. A “conservative” judge is not one who always votes to uphold conservative laws and to strike down liberal ones. Rather, when observers call a judge “conservative,” they typically mean that he is to some degree an originalist. That is, he believes that laws have reasonably definite meanings, set by the words within them, and that these meanings do not change over time. Originalists do not believe that the Constitution is “living,” and most originalists agree that judges should avoid looking beyond the text of enacted laws, except to learn the context and meaning of the laws themselves.

Originalism has come a long way in a very short time. During a speech at an American Spectator dinner in late 2008, Justice Samuel Alito noted that there has been an explosion of judges’ citing dictionary definitions from the eras when laws passed. This reflects a desire to understand what laws meant when the people, through their representatives, consented to them. Alito also noted that in Heller, both the majority opinion and the main dissent used originalist arguments. That is, the justices disagreed only on what the words of the Second Amendment meant to the generation of Americans that enacted it, and used a good deal of historical evidence in making their points.

To understand originalism’s rise, it helps to understand originalism’s history. In the 18th century and most of the 19th, originalism was the only game in town. The Supreme Court almost never struck down the actions of the other branches of government. When the justices made decisions, the reasoning was typically grounded in the text of the Constitution, sometimes with extra evidence of the Founders’ intentions from contemporary documents like the Federalist Papers.

In the decades leading up to the New Deal, the Court increasingly struck down federal and state laws. Often its reasoning involved the dubious doctrine of “economic due process”—the idea that the Fourteenth Amendment’s guarantee of “due process” guaranteed a right to freedom of contract, even though no such right is stated explicitly. In Lochner v. New York (1905), the most widely cited of these cases, the Court struck down a state law limiting the number of hours bakery employees could work.

These decisions sometimes impeded President Franklin Delano Roosevelt’s ambitions. But by this time academia had revolted against decisions like Lochner, and the Court slowly caved (thanks in no small part to FDR’s appointment of eight justices). On questions of economic policy, it let states regulate as they pleased. In other areas, the Court expanded its role in overseeing legislatures. It used the “due process” clause—ironically, in much the same way Lochner had—to “incorporate” the Bill of Rights to prevent the states, not just the federal government, from passing laws that curtail constitutional rights. This process had begun with 1925’s Gitlow v. New York, which incorporated freedom of speech, but picked up steam in the 1940s. For example, 1947’s Everson v. Board of Education prevented state-run schools from establishing religion.

In addition to incorporating enumerated rights, justices protected, usually on due-process grounds, a slew of rights that weren’t even mentioned in the Constitution. Starting in the 1960s, the Court found rights for birth control and abortion, and for criminals to be “Mirandized” before answering questions. The Court never became so bold as to admit it was making things up. Every decision was presented as flowing naturally from some part of the Constitution, or at least from the Constitution’s principles. But it’s undeniable that the document’s original meaning became less and less of a concern.

The most notorious example, of course, was 1973’s Roe v. Wade. The basic reasoning was that a state could not ban abortion without running afoul of “due process”—even if the state legislators went through the proper (or “due”) lawmaking process. Such a law violated the “fundamental” “right to privacy,” and thus its passage failed to provide “substantive” due process. Decisions leading up to Roe (in particular Griswold v. Connecticut, the birth-control decision) had recognized the privacy right, which supposedly had “roots” in the First Amendment; could be found in the Fourth, Fifth, and Ninth Amendments; lurked in the “penumbras” of the entire Bill of Rights; and even emanated from the “concept of liberty” underpinning part of the Fourteenth Amendment.

III.

IT WAS AGAINST THIS TIDE that originalism swam. The academy produced some critics of judicial activism, and even some mild successes, almost as soon as the most controversial decisions started materializing. As Judge Douglas H. Ginsburg once pointed out at an American Enterprise Institute lecture, in 1966 then-professor Robert Bork offered an originalist analysis of the antitrust Sherman Act—the law’s drafters, Bork said, intended the law to protect consumers, not to further various social aims the way judges had interpreted it. The Supreme Court agreed. Professor Raoul Berger, a liberal, released Government by Judiciary in 1977, arguing that the Constitution requires judges to stick to the Framers’ original intentions, and that the Warren Court’s Fourteenth Amendment jurisprudence had strayed from those intentions.

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About the Author

Robert VerBruggen is an associate editor at National Review. You can follow his writing here.

Letter to the Editor View all comments (32) |

Mike| 2.26.10 @ 8:29AM

Privileges and immunities clause has no meaning, and cannot be interpreted in this way. It is a dead clause, that cannot be revived. See Bork's Tempting of America for a discussion.

Alan Brooks| 2.28.10 @ 1:31AM

it all hinges on compliance. Laws are nothing without relatively uncorrupted law enforcement-- state monopoly on violence doesn't work otherwise. Even libertopian airheads know that.

Pingback| 2.26.10 @ 10:11AM

Originalism « The Republican Heretic links to this page. Here’s an excerpt:

…The Bill of Rights Constitution of the State of Kansas Home > Law, Politics > Originalism Originalism Fri 26 Feb 2010 The Republican Heretic Leave a comment Go to comments Robert VerBruggen at The American Spectator features an article on judicial conservatism and originalism. Excerpts: A “conservative” judge is not one who always votes to uphold conservative laws and to strike down liberal ones.…

Pingback| 2.26.10 @ 12:25PM

Gavel Grab » Friday Media Summary links to this page. Here’s an excerpt:

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MBD| 2.26.10 @ 12:36PM

During the Warren Court era, the opinions of the liberal majority as well as the more conservative dissents were often laced with citations to the 'original' understanding of various Constitutional provisions. They did not coin the term 'originalism' at the time and the useage of the cited authority was, as the old cliche goes, often used much in the manner that a drunk uses a lamppost - more for support than illumination. It was not uncommon to see citations to the Congressional journal (particularly in respect to debates on the meaning and scope on the various Amendments - especially the Fourteenth which was the source for much in the way of expanded legal doctrines at that time in the criminal law and civil rights areas) and the early Constitutional debates, including, of course -but not limited to - the Federalist Papers. You will find that each new pathway in Constitutional interpretation in those years - and even in earlier Courts, but to a lesser degree - was cut with the aid of appeals to what were argued to be the intent of the drafters.
Original intent fell out of favor with the left when it found that its opponents were getting the better of the argument and was demonstrating the fallacies in its slipshod use of 'original intent' material.
It is interesting to note that there appears to be a revival of the notion that the Supreme Court does not - or, at least should not - have the power to overrule the actions of co-equal branches of the government. In the 60's the lone voice espousing this view was the late Willmoore Kendall, who argued that the notion first truly appeared in the Dred Scot decision ( Marbury v. Madison, he noted, involved only the judiciary's refusal to exercise the jurisdiction given it by Congress which - in the Marshall Court's view - exceeded the Constitution. It was thus simply that branch's self-limiting refusal to exercise the authority given it). While there may be much to be said in favor of Kendall's view in the abstract, it is - to use another cliche popular with the robed branch - probably too late in the day to change.

Vern Crisler | 2.26.10 @ 1:04PM

The writer says that adherents to “Old Originalism,” focused on original intent. He claims that the "obvious" counterargument is that it's not possible to read the minds of the Framers, and that they sometimes disagreed with each other.

In fact, originalists such as Berger followed the Framers' view, that interpretation is governed by the ratifiers of the Constitution -- i.e., how the people understood it in their ratifying conventions.

James Madison said, “I entirely concur in the propriety of resorting to the sense in which the Constitution was accepted and ratified by the nation. In that sense alone it is the legitimate Constitution. And if that be not the guide in expounding it, there can be no security for a consistent and stable, more than for a faithful exercise of its powers.”
http://www.constitution.org/jm/18240625_lee.txt

Then, if meaning cannot be determined, we would go to the Congress who approved the document, then lastly to the original drafters of the document.

IOW it was a three-tiered process of interpretation.

obadiah| 2.26.10 @ 1:10PM

puffery. ignores problems with "originalism" such as the constitutional catastrophe of the civil war and radical changes embodied in Amendments XIII, XIV and XV. ignores important areas of law, like intellectual property law and criminal law, where originalism has nothing to say. some cases call for an investigation into the history of the law, even stretching back to the origins of the law. But the origins do not possess some molding power that projects forever into the future.

Sam| 2.26.10 @ 2:57PM

I want an update on the McDonald case. Have oral arguments been heard?

j.glynn| 2.27.10 @ 9:57AM

If Obama appoints two more Justices to the Supreme Court you can kiss originalism goodbye and say hello to the living, breathing constitution. It will take generations to return to what constitutional interpretation should be, if at all!

Yosemeti Sam| 2.27.10 @ 10:45AM

" ...This reasoning, at least regarding the
incorporation of enumerated rights, is far from
implausible, and even some on the right share it.
Justice Clarence Thomas implied such a view in
a 1999 dissent, writing that “the demise of the
Privileges or Immunities Clause has contributed
in no small part to the current disarray of our
14th Amendment jurisprudence” and that he’d be
willing to reconsider the clause’s meaning...."

Hmmmm. Constitutional dams dynamited - anyone?

Translation for us street people - the proverbial
camel's liberal judicial sacramental semantic nose
given consideration to not furtively but openly
pushing further and further into the tent of the
Originalists' common sense constructed Constitution; then when erotic penumbras were not the 'basest' of considerations.

Yet erotic penumbras are now to be entertained
because of a hedonistic value-driven society?

Coke - anyone?

Pingback| 3.1.10 @ 4:27AM

The 2009 Import and Export Market for Original, Hand-Drawn Plans and Drawings for Arc links to this page. Here’s an excerpt:

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